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GATX CORP Director's Dealing 2016

Oct 26, 2016

30891_dirs_2016-10-26_37ab3649-af21-43bc-824c-a3c51a1c64c1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-10-24

Reporting Person: Earl James F (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-24 Common Stock M 25400 $26.155 Acquired 105545.264 Direct
2016-10-24 Common Stock F 20032 $46.875 Disposed 85513.264 Direct
2016-10-25 Common Stock S 5368 $45.8287 Disposed 80145.264 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-24 Stock-Settled Stock Appreciation Right $26.155 M 25400 Disposed 2017-01-28 Common Stock (25400) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 10266.715 Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $46.19 and the lowest price at which shares were sold was $45.48