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GATX CORP — Director's Dealing 2016
Oct 26, 2016
30891_dirs_2016-10-26_fc4c437d-49dd-4032-b3ea-34553782566b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-10-24
Reporting Person: Golden Deborah A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-24 | Common Stock | M | 10000 | $26.155 | Acquired | 41374.197 | Direct |
| 2016-10-24 | Common Stock | F | 7295 | $46.875 | Disposed | 34079.197 | Direct |
| 2016-10-25 | Common Stock | S | 1601 | $46.0687 | Disposed | 32478.197 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-24 | Stock-Settled Stock Appreciation Right | $26.155 | M | 10000 | Disposed | 2017-01-28 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 797.32 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $46.19 and the lowest price at which shares were sold was $46.04
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