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GATX CORP — Director's Dealing 2016
Oct 27, 2016
30891_dirs_2016-10-27_3821bf51-5b14-43a0-b1d9-65245fe0bb5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-10-25
Reporting Person: LYONS ROBERT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-25 | Common Stock | M | 17600 | $26.155 | Acquired | 59006 | Direct |
| 2016-10-25 | Common Stock | F | 13528 | $45.58 | Disposed | 45478 | Direct |
| 2016-10-26 | Common Stock | S | 4072 | $45.3176 | Disposed | 41406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-25 | Stock-Settled Stock Appreciation Right | $26.155 | M | 17600 | Disposed | 2017-01-28 | Common Stock (17600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 2553.2 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $45.43 and the lowest price at which shares were sold was $45.17
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