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GATX CORP Director's Dealing 2016

Oct 27, 2016

30891_dirs_2016-10-27_3821bf51-5b14-43a0-b1d9-65245fe0bb5c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-10-25

Reporting Person: LYONS ROBERT C (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-25 Common Stock M 17600 $26.155 Acquired 59006 Direct
2016-10-25 Common Stock F 13528 $45.58 Disposed 45478 Direct
2016-10-26 Common Stock S 4072 $45.3176 Disposed 41406 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-25 Stock-Settled Stock Appreciation Right $26.155 M 17600 Disposed 2017-01-28 Common Stock (17600) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 2553.2 Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $45.43 and the lowest price at which shares were sold was $45.17