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GATX CORP — Director's Dealing 2016
Nov 3, 2016
30891_dirs_2016-11-03_9dc8a894-301c-4bbc-84f4-3b6dfff38123.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-11-01
Reporting Person: REAM JAMES B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-01 | Common Stock | A | 812.4014 | $44.125 | Acquired | 27230.8696 | Direct |
Footnotes
F1: Includes 174.5763 shares acquired pursuant to a dividend reinvestment feature of the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and 25.9271 shares acquired pursuant to a dividend reinvestment feature of the Directors Deferred Fee Plan ("Deferred Fee Plan").
F2: Includes that portion of (a) the quarterly payment of the annual directors' fee (509.9150 shares) credited to an account established for each director under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and (b) the annual retainer and meeting fee (101.9830 shares) which the reporting person elected to invest in units of phantom stock under the Directors' Deferred Fee Plan ("Deferred Fee Plan") which in each case will be settled in common stock upon the expiration of the directors' service on the Board.