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GATX CORP Director's Dealing 2016

Nov 9, 2016

30891_dirs_2016-11-09_eb5f3cc7-fda6-4967-a223-8f91b4f3f723.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-11-07

Reporting Person: Ellman Thomas A. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-07 Common Stock M 5900 $26.155 Acquired 22126.462 Direct
2016-11-07 Common Stock F 4161 $45.715 Disposed 17965.462 Direct
2016-11-08 Common Stock S 1739 $44.8292 Disposed 16226.462 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-07 Stock-Settled Stock Appreciation Right $26.155 M 5900 Disposed 2017-01-28 Common Stock (5900) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 8536.89 Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $45.26 and the lowest price at which shares were sold was $44.53