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GATX CORP — Director's Dealing 2016
Nov 9, 2016
30891_dirs_2016-11-09_eb5f3cc7-fda6-4967-a223-8f91b4f3f723.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-11-07
Reporting Person: Ellman Thomas A. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-07 | Common Stock | M | 5900 | $26.155 | Acquired | 22126.462 | Direct |
| 2016-11-07 | Common Stock | F | 4161 | $45.715 | Disposed | 17965.462 | Direct |
| 2016-11-08 | Common Stock | S | 1739 | $44.8292 | Disposed | 16226.462 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-07 | Stock-Settled Stock Appreciation Right | $26.155 | M | 5900 | Disposed | 2017-01-28 | Common Stock (5900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 8536.89 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $45.26 and the lowest price at which shares were sold was $44.53
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