GATX CORP — Director's Dealing 2016

Nov 14, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-11-09

Reporting Person: Adedoyin Niyi (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-09	Common Stock	M	600	$33.935	Acquired	3419.753	Direct
2016-11-09	Common Stock	M	934	$44.015	Acquired	4353.753	Direct
2016-11-09	Common Stock	M	1500	$45.891	Acquired	5853.753	Direct
2016-11-09	Common Stock	S	1259	$46.9908	Disposed	4594.753	Direct
2016-11-09	Common Stock	F	2860	$46.905	Disposed	1734.753	Direct
2016-11-10	Common Stock	S	174	$49.2	Disposed	1560.753	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-09	Stock-Settled Stock Appreciation Right	$33.935	M	600	Disposed	2018-01-27	Common Stock (600)	Direct
2016-11-09	Stock-Settled Stock Appreciation Right	$44.015	M	934	Disposed	2019-01-26	Common Stock (934)	Direct
2016-11-09	Stock-Settled Stock Appreciation Right	$45.891	M	1500	Disposed	2020-01-24	Common Stock (1500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock 401(k)	3150.59	Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $47.01 and the lowest price at which shares were sold was $46.98