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GATX CORP — Director's Dealing 2015
Oct 28, 2015
30891_dirs_2015-10-28_6e8e6c76-971d-45df-94f8-95d92a6a282c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2015-10-26
Reporting Person: MUCKIAN WILLIAM M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-26 | Common Stock | M | 5900 | $16.685 | Acquired | 18770.451 | Direct |
| 2015-10-26 | Common Stock | M | 1600 | $26.155 | Acquired | 20370.451 | Direct |
| 2015-10-26 | Common Stock | F | 4362 | $47.665 | Disposed | 16008.451 | Direct |
| 2015-10-27 | Common Stock | S | 3138 | $46.0631 | Disposed | 12870.451 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-26 | Stock-Settled Stock Appreciation Right | $16.685 | M | 5900 | Disposed | 2016-03-04 | Common Stock (5900) | Direct |
| 2015-10-26 | Stock-Settled Stock Appreciation Right | $26.155 | M | 1600 | Disposed | 2017-01-28 | Common Stock (1600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 2729.436 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $46.23 and the lowest price at which shares were sold was $45.3818
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