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GATX CORP Director's Dealing 2014

Apr 30, 2014

30891_dirs_2014-04-30_96c6f9d3-5cfd-4c9c-8fd2-2a0afbad550e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2014-04-28

Reporting Person: Brooks Michael T. (Sr. VP Operations & Technology)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-04-28 Common Stock M 4600 $36.395 Acquired 12790.581 Direct
2014-04-28 Common Stock F 3335 $65.095 Disposed 9455.581 Direct
2014-04-28 Common Stock M 6000 $16.685 Acquired 15455.581 Direct
2014-04-28 Common Stock F 3443 $65.095 Disposed 12012.581 Direct
2014-04-28 Common Stock M 2500 $26.155 Acquired 14512.581 Direct
2014-04-28 Common Stock F 1517 $65.095 Disposed 12995.581 Direct
2014-04-29 Common Stock S 4805 $65.0984 Disposed 8190.581 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-04-28 Stock-Settled Stock Appreciation Right $36.395 M 4600 Disposed 2015-02-28 Common Stock (4600) Direct
2014-04-28 Stock-Settled Stock Appreciation Right $16.685 M 6000 Disposed 2016-03-04 Common Stock (6000) Direct
2014-04-28 Stock-Settled Stock Appreciation Right $26.155 M 2500 Disposed 2017-01-28 Common Stock (2500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 401.366 Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $65.34 and the lowest price at which shares were sold was $64.77.