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GATX CORP — Director's Dealing 2014
Apr 30, 2014
30891_dirs_2014-04-30_96c6f9d3-5cfd-4c9c-8fd2-2a0afbad550e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2014-04-28
Reporting Person: Brooks Michael T. (Sr. VP Operations & Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-28 | Common Stock | M | 4600 | $36.395 | Acquired | 12790.581 | Direct |
| 2014-04-28 | Common Stock | F | 3335 | $65.095 | Disposed | 9455.581 | Direct |
| 2014-04-28 | Common Stock | M | 6000 | $16.685 | Acquired | 15455.581 | Direct |
| 2014-04-28 | Common Stock | F | 3443 | $65.095 | Disposed | 12012.581 | Direct |
| 2014-04-28 | Common Stock | M | 2500 | $26.155 | Acquired | 14512.581 | Direct |
| 2014-04-28 | Common Stock | F | 1517 | $65.095 | Disposed | 12995.581 | Direct |
| 2014-04-29 | Common Stock | S | 4805 | $65.0984 | Disposed | 8190.581 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-28 | Stock-Settled Stock Appreciation Right | $36.395 | M | 4600 | Disposed | 2015-02-28 | Common Stock (4600) | Direct |
| 2014-04-28 | Stock-Settled Stock Appreciation Right | $16.685 | M | 6000 | Disposed | 2016-03-04 | Common Stock (6000) | Direct |
| 2014-04-28 | Stock-Settled Stock Appreciation Right | $26.155 | M | 2500 | Disposed | 2017-01-28 | Common Stock (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 401.366 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $65.34 and the lowest price at which shares were sold was $64.77.
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