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GATX CORP — Director's Dealing 2014
Nov 12, 2014
30891_dirs_2014-11-12_03c42256-8310-4a75-ab83-68ff7329674f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2014-11-10
Reporting Person: LYONS ROBERT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-10 | Common Stock | M | 13000 | $36.395 | Acquired | 40126 | Direct |
| 2014-11-10 | Common Stock | F | 9943 | $65.39 | Disposed | 30183 | Direct |
| 2014-11-11 | Common Stock | S | 3057 | $65.3195 | Disposed | 27126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | Stock-Settled Stock Appreciation Right | $36.395 | M | 13000 | Disposed | 2015-02-28 | Common Stock (13000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 2387.96 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $65.459452 and the lowest price at which shares were sold was $65.170481
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