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GATX CORP — Director's Dealing 2014
Nov 20, 2014
30891_dirs_2014-11-20_15d4792d-d3c2-489a-b4f2-c64876800f09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2014-11-19
Reporting Person: Earl James F (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-19 | Common Stock | M | 18300 | $36.395 | Acquired | 71990.591 | Direct |
| 2014-11-19 | Common Stock | F | 14534 | $63.905 | Disposed | 57456.591 | Direct |
| 2014-11-20 | Common Stock | S | 3766 | $63.4196 | Disposed | 53690.591 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-19 | Stock-Settled Stock Appreciation Right | $36.395 | M | 18300 | Disposed | 2015-02-28 | Common Stock (18300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 9434.084 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $63.72 and the lowest price at which shares were sold was $63.23
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