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GATX CORP Director's Dealing 2013

Jan 28, 2013

30891_dirs_2013-01-28_0f5c6ed8-80bb-44ea-9d43-2c48efbcfa31.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2013-01-24

Reporting Person: GLENN CURT F (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-24 Common Stock A 4211 Acquired 18313.8279 Direct
2013-01-24 Common Stock F 1668 $45.891 Disposed 16645.8279 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-24 Stock-Settled Stock Appreciation Right $45.891 A 7800 Acquired 2020-01-24 Common Stock (7800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 10628.586 Indirect

Footnotes

F1: GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants purchase units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.

F2: 33.33% of Stock-Settled Stock Appreciation Right granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.