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GATX CORP — Director's Dealing 2013
Feb 6, 2013
30891_dirs_2013-02-06_d38ebbf4-de24-490a-b70a-693fdbd634ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2013-02-04
Reporting Person: Earl James F (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-04 | Common Stock | M | 17500 | $21.85 | Acquired | 59956.0483 | Direct |
| 2013-02-04 | Common Stock | M | 7800 | $38.625 | Acquired | 67756.0483 | Direct |
| 2013-02-04 | Common Stock | S | 17500 | $47.9185 | Disposed | 50256.0483 | Direct |
| 2013-02-05 | Common Stock | S | 737 | $47.9255 | Disposed | 49519.0483 | Direct |
| 2013-02-05 | Common Stock | F | 7063 | $48.145 | Disposed | 42456.0483 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | 2003 NQ Stock Option (Right to Buy) | $21.85 | M | 17500 | Disposed | 2013-08-01 | Common Stock (17500) | Direct |
| 2013-02-04 | Stock-Settled Stock Appreciation Right | $38.625 | M | 7800 | Disposed | 2013-03-10 | Common Stock (7800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 8935.133 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 47.70 to 48.25, inclusive. The reporting person undertakes to provide to GATX Corporation, any security holder of GATX Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in the footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 47.87 to 48.03, inclusive.