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GATX CORP Director's Dealing 2013

Feb 6, 2013

30891_dirs_2013-02-06_d38ebbf4-de24-490a-b70a-693fdbd634ee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2013-02-04

Reporting Person: Earl James F (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-04 Common Stock M 17500 $21.85 Acquired 59956.0483 Direct
2013-02-04 Common Stock M 7800 $38.625 Acquired 67756.0483 Direct
2013-02-04 Common Stock S 17500 $47.9185 Disposed 50256.0483 Direct
2013-02-05 Common Stock S 737 $47.9255 Disposed 49519.0483 Direct
2013-02-05 Common Stock F 7063 $48.145 Disposed 42456.0483 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-04 2003 NQ Stock Option (Right to Buy) $21.85 M 17500 Disposed 2013-08-01 Common Stock (17500) Direct
2013-02-04 Stock-Settled Stock Appreciation Right $38.625 M 7800 Disposed 2013-03-10 Common Stock (7800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 8935.133 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 47.70 to 48.25, inclusive. The reporting person undertakes to provide to GATX Corporation, any security holder of GATX Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in the footnotes (1) and (2) to this Form 4.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 47.87 to 48.03, inclusive.