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GATX CORP Director's Dealing 2013

Feb 15, 2013

30891_dirs_2013-02-15_f96ca100-48b6-48b6-a315-96a23733ea3c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2013-02-13

Reporting Person: LYONS ROBERT C (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-13 Common Stock M 7800 $38.625 Acquired 35520 Direct
2013-02-14 Common Stock S 383 $49.8533 Disposed 35137 Direct
2013-02-14 Common Stock S 100 $49.86 Disposed 35037 Direct
2013-02-14 Common Stock S 700 $49.87 Disposed 34337 Direct
2013-02-14 Common Stock F 6617 $49.8 Disposed 27720 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-13 Stock-Settled Stock Appreciation Right $38.625 M 7800 Disposed 2013-03-10 Common Stock (7800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 2300.945 Indirect

Footnotes

F1: GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants purchase units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.