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GATX CORP — Director's Dealing 2011
May 13, 2011
30891_dirs_2011-05-13_4d448b43-b67d-4bea-a79d-87f325a79d7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2011-05-11
Reporting Person: KENNEY BRIAN A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-11 | Common Stock | M | 25000 | $39.145 | Acquired | 70785.955 | Direct |
| 2011-05-11 | Common Stock | F | 24208 | $41.385 | Disposed | 46577.955 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-11 | 2001 NQ Stock Option (Right to Buy) | $39.145 | M | 25000 | Disposed | 2011-07-27 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 7537.719 | Indirect |
Footnotes
F1: Since the date of last ownership report, the reporting person transferred 3,662 shares of GATX common stock pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by ex-spouse.
F2: Mr. Kenney paid the exercise price of his options by tendering 23,647 shares of GATX Corporation common stock which he had held for at least six months. Mr. Kenney likewise satisfied a portion of his tax withholding obligations by having 561 shares of GATX common stock withheld upon the exercise of his options.