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GATX CORP — Director's Dealing 2011
Nov 10, 2011
30891_dirs_2011-11-10_c07d82da-c8b9-4696-8aad-54d2fb11f4c1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2011-11-04
Reporting Person: Ellman Thomas A. (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 5399.755 | Indirect |
| Common Stock | 2532.825 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation Right | $46.75 | 2014-03-08 | Common Stock (3000) | Direct | |
| Stock-Settled Stock Appreciation Right | $36.395 | 2015-02-28 | Common Stock (4500) | Direct | |
| Stock-Settled Stock Appreciation Right | $16.685 | 2016-03-04 | Common Stock (6200) | Direct | |
| Stock-Settled Stock Appreciation Right | $26.155 | 2017-01-28 | Common Stock (5900) | Direct | |
| Stock-Settled Stock Appreciation Right | $33.935 | 2018-01-27 | Common Stock (9300) | Direct |
Footnotes
F1: 33.33% of Stock-Settled Stock Appreciation Right granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.
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