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GATX CORP Director's Dealing 2011

Nov 10, 2011

30891_dirs_2011-11-10_c07d82da-c8b9-4696-8aad-54d2fb11f4c1.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2011-11-04

Reporting Person: Ellman Thomas A. (N/A)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 5399.755 Indirect
Common Stock 2532.825 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock-Settled Stock Appreciation Right $46.75 2014-03-08 Common Stock (3000) Direct
Stock-Settled Stock Appreciation Right $36.395 2015-02-28 Common Stock (4500) Direct
Stock-Settled Stock Appreciation Right $16.685 2016-03-04 Common Stock (6200) Direct
Stock-Settled Stock Appreciation Right $26.155 2017-01-28 Common Stock (5900) Direct
Stock-Settled Stock Appreciation Right $33.935 2018-01-27 Common Stock (9300) Direct

Footnotes

F1: 33.33% of Stock-Settled Stock Appreciation Right granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.