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GATX CORP — Director's Dealing 2004
Feb 13, 2004
30891_dirs_2004-02-13_1dd44396-3787-4c87-baca-2b02b669a319.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2004-02-06
Reporting Person: EDWARDS DAVID M (President and CEO GATX Rail)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27446.40 | Direct |
| Common Stock | 100.00 | Indirect |
| Common Stock - 401(k) | 7896.38 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 1998 NQ Stock Option (Right to Buy) | $39.7188 | 2008-07-24 | Common Stock (15000) | Direct | |
| 1994 NQ Stock Option (right to buy) | $20.9063 | 2004-10-28 | Common Stock (20000) | Direct | |
| 1995 NQ Stock Option (right to buy) | $23.7813 | 2005-10-27 | Common Stock (20000) | Direct | |
| 1996 NQ Stock Option (right to buy) | $23.9375 | 2006-10-25 | Common Stock (20000) | Direct | |
| 1997 NQ Stock Option (right to buy) | $33.4688 | 2007-10-24 | Common Stock (19000) | Direct | |
| 1999 NQ Stock Option (Right to Buy) | $39.4688 | 2009-07-23 | Common Stock (16000) | Direct | |
| 1999 NQ Stock Option (Right to Buy) | $30.7813 | 2009-10-22 | Common Stock (15000) | Direct | |
| 2000 NQ Exchange Stock Option (Right to Buy) | $28.6875 | 2010-01-28 | Common Stock (3185) | Direct | |
| 2000 NQ Stock Option (Right to Buy) | $30.4688 | 2010-03-10 | Common Stock (31000) | Direct | |
| 2001 NQ Stock Option (Right to Buy) | $39.145 | 2011-07-27 | Common Stock (25000) | Direct | |
| April, 2002 NQ Stock Option (Right to Buy) | $31.735 | 2012-04-26 | Common Stock (20000) | Direct | |
| July, 2002 NQ Stock Option (Right to Buy) | $24.17 | 2012-07-26 | Common Stock (20000) | Direct |
Footnotes
F1: Includes 2,086.1509 shares acquired through the Employee Stock Purchase Plan
F2: Mr. Edwards disclaims beneficial ownership of the shares held by his adult son.
F3: 50% of option granted may be exercised commencing 1 year from the date of the grant, an additional 25% commencing 2 years from th
e date of the grant and the remaining 25% commencing 3 years from the date of the grant.
F4: The number of options the reporting person may purchase is calculated when bonuses are paid in February. However, in accordance with the Exchange Stock Option Program under the 1995 Long Term Incentive Compensation Plan, the options are exercisable retroactive to the grant date.
F5: 100% of the options become exercisable on December 31, 2003.