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GARTNER INC — Director's Dealing 2013
Nov 12, 2013
30297_dirs_2013-11-12_eb3aa664-9bab-41dc-911f-22653cfeb07d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GARTNER INC (IT)
CIK: 0000749251
Period of Report: 2013-11-11
Reporting Person: Davis Kendall B (SVP, End User Programs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-11 | Common Stock | M | 48516 | $11.11 | Acquired | 126319 | Direct |
| 2013-11-11 | Common Stock | D | 8869 | $60.78 | Disposed | 117450 | Direct |
| 2013-11-11 | Common Stock | F | 19288 | $60.78 | Disposed | 98162 | Direct |
| 2013-11-11 | Common Stock | M | 22463 | $22.06 | Acquired | 120625 | Direct |
| 2013-11-11 | Common Stock | D | 8153 | $60.78 | Disposed | 112472 | Direct |
| 2013-11-11 | Common Stock | F | 6961 | $60.78 | Disposed | 105511 | Direct |
| 2013-11-11 | Common Stock | M | 9398 | $38.05 | Acquired | 114909 | Direct |
| 2013-11-11 | Common Stock | D | 5884 | $60.78 | Disposed | 109025 | Direct |
| 2013-11-11 | Common Stock | F | 1709 | $60.78 | Disposed | 107316 | Direct |
| 2013-11-11 | Common Stock | M | 5060 | $37.81 | Acquired | 112376 | Direct |
| 2013-11-11 | Common Stock | D | 3148 | $60.78 | Disposed | 109228 | Direct |
| 2013-11-11 | Common Stock | F | 930 | $60.78 | Disposed | 108298 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-11 | Stock Appreciation Rights | $11.11 | M | 48516 | Disposed | 2016-02-11 | Common Stock (48516) | Direct |
| 2013-11-11 | Stock Appreciation Rights | $22.06 | M | 22463 | Disposed | 2017-02-11 | Common Stock (22463) | Direct |
| 2013-11-11 | Stock Appreciation Rights | $38.05 | M | 9398 | Disposed | 2018-02-22 | Common Stock (9398) | Direct |
| 2013-11-11 | Stock Appreciation Rights | $37.81 | M | 5060 | Disposed | 2019-02-09 | Common Stock (5060) | Direct |
Footnotes
F1: These SARs became exercisable in four substantially equal, annual installments commencing on 2/11/2010 and are fully exercisable.
F2: These SARs become exercisable in four substantially equal, annual installments commencing on 2/11/2011.
F3: These SARs become exercisable in four substantially equal, annual installments commencing on 2/22/2012.
F4: These SARs become exercisable in four substantially equal annual installments commencing on 2/9/2013.
F5: Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.
F6: Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.