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GARTNER INC — Director's Dealing 2012
Feb 24, 2012
30297_dirs_2012-02-24_6cca69d0-1d96-43ad-bdc5-47e2c6bb0ac6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GARTNER INC (IT)
CIK: 0000749251
Period of Report: 2012-02-22
Reporting Person: YOO MICHAEL J (SVP, HTTP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-22 | Common Stock | M | 3916 | — | Acquired | 20506 | Direct |
| 2012-02-22 | Common Stock | F | 1303 | $39.16 | Disposed | 19203 | Direct |
| 2012-02-23 | Common Stock | S | 19203 | $39.5615 | Disposed | 0 | Direct |
| 2012-02-23 | Common Stock | M | 9104 | $11.11 | Acquired | 9104 | Direct |
| 2012-02-23 | Common Stock | D | 2522 | $40.11 | Disposed | 6582 | Direct |
| 2012-02-23 | Common Stock | F | 2827 | $40.11 | Disposed | 3755 | Direct |
| 2012-02-23 | Common Stock | M | 5620 | $22.06 | Acquired | 9375 | Direct |
| 2012-02-23 | Common Stock | D | 3091 | $40.11 | Disposed | 6284 | Direct |
| 2012-02-23 | Common Stock | F | 1086 | $40.11 | Disposed | 5198 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-22 | Restricted Stock Units | $0 | A | 15661 | Acquired | Common Stock (15661) | Direct | |
| 2012-02-22 | Restricted Stock Units | $0 | M | 3916 | Disposed | Common Stock (3916) | Direct | |
| 2012-02-23 | Stock Appreciation Rights | $11.11 | M | 9104 | Disposed | 2016-02-11 | Common Stock (9104) | Direct |
| 2012-02-23 | Stock Appreciation Rights | $22.06 | M | 5620 | Disposed | 2017-02-11 | Common Stock (5620) | Direct |
Footnotes
F1: These performance-based RSUs were awarded on February 22, 2011 and vest in four substantially equal annual installments, commencing on 2/22/2012, the date the performance metric was certified and the actual number of RSUs awarded was determined.
F2: Represents shares acquired upon the release of RSUs.
F3: Represents shares withheld from the released RSUs for the payment of applicable income and payroll withholding taxes due on release.
F4: This transaction was executed in multiple trades at prices ranging from $39.34 to $39.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.
F6: Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
F7: These SARs are part of an award that became exercisable in four substantially equal, annual installments commencing on 2/11/2010.
F8: These SARs are part of an award that became exercisable in four substantially equal, annual installments commencing on 2/11/2011.