AI assistant
GARTNER INC — Director's Dealing 2011
Nov 17, 2011
30297_dirs_2011-11-17_6b346bde-8d78-43b7-af75-0652d4caf827.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GARTNER INC (IT)
CIK: 0000749251
Period of Report: 2011-11-15
Reporting Person: SCHWARTZ LEWIS G (SVP, Gen Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-15 | Common Stock | M | 10000 | $18.10 | Acquired | 28254 | Direct |
| 2011-11-15 | Common Stock | D | 4678 | $38.70 | Disposed | 23576 | Direct |
| 2011-11-15 | Common Stock | F | 2296 | $38.70 | Disposed | 21280 | Direct |
| 2011-11-15 | Common Stock | M | 10000 | $11.11 | Acquired | 31280 | Direct |
| 2011-11-15 | Common Stock | D | 2871 | $38.70 | Disposed | 28409 | Direct |
| 2011-11-15 | Common Stock | F | 3076 | $38.70 | Disposed | 25333 | Direct |
| 2011-11-16 | Common Stock | S | 7079 | $38.5002 | Disposed | 18254 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-15 | Stock Appreciation Rights | $18.10 | M | 10000 | Disposed | 2015-02-15 | Common Stock (10000) | Direct |
| 2011-11-15 | Stock Appreciation Rights | $11.11 | M | 10000 | Disposed | 2016-02-11 | Common Stock (10000) | Direct |
Footnotes
F1: These SARs are part of an award that became exercisable in four substantially equal, annual installments commencing on 2/15/2009.
F2: Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.
F3: Represents shares withheld from the settlement of SARs for the payment of applicable income and payroll tax withholding due upon exercise.
F4: These SARs are part of an award that became exercisable in four substantially equal, annual installments commencing on 2/11/2010.
F5: This transaction was executed in multiple trades at prices ranging from $38.50 to $38.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.