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GARTNER INC — Director's Dealing 2010
Dec 6, 2010
30297_dirs_2010-12-06_340e5f7a-9290-4afc-a9f5-c426eba5b50d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GARTNER INC (IT)
CIK: 0000749251
Period of Report: 2010-12-02
Reporting Person: SCHWARTZ LEWIS G (SVP, Gen Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-02 | Common Stock | M | 50000 | $14.44 | Acquired | 60385 | Direct |
| 2010-12-02 | Common Stock | D | 21526 | $33.54 | Disposed | 38859 | Direct |
| 2010-12-02 | Common Stock | F | 12230 | $33.54 | Disposed | 26629 | Direct |
| 2010-12-02 | Common Stock | M | 20000 | $12.49 | Acquired | 46629 | Direct |
| 2010-12-02 | Common Stock | S | 20000 | $33.54 | Disposed | 26629 | Direct |
| 2010-12-02 | Common Stock | M | 30000 | $11.44 | Acquired | 56629 | Direct |
| 2010-12-02 | Common Stock | S | 30000 | $33.54 | Disposed | 26629 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-02 | Stock Appreciation Rights | $14.44 | M | 50000 | Disposed | 2013-05-15 | Common Stock (50000) | Direct |
| 2010-12-02 | Non Qualified Stock Option (Right to Buy) | $12.49 | M | 20000 | Disposed | 2014-06-07 | Common Stock (20000) | Direct |
| 2010-12-02 | Non-Qualified Stock Option (Right to Buy) | $11.44 | M | 30000 | Disposed | 2014-02-03 | Common Stock (30000) | Direct |
Footnotes
F1: The stock appreciation right is fully exercisable.
F2: Represents the simultaneous sale back to the issuer of this number of shares having an aggregrate value, based on the market price on the date of exercise, substantially equal to the aggregrate exercise price of the SARs.
F3: Represents shares withheld from the settlement of SARs for the payment of applicable income and payroll tax withholding due upon exercise.
F4: The option is fully exercisable.
F5: The option becomes exercisable in three substantially equal annual installments commencing one year after the date of grant, 2/3/2004.