AI assistant
GARDA PROPERTY GROUP — Major Shareholding Notification 2015
Sep 3, 2015
64972_rns_2015-09-03_2f59fd06-8967-491b-885b-60d6b975ea09.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme GARDA DIVERSIFIED PROPERTY FUND (GDF) ACN/ARSN ARSN 104 391 273 1. Details of substantial holder(1) Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B ’ ACN/ARSN (if applicable) ACN 007 457 141 The holder became a substantial holder on 02/09/2015
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| OrdinaryShares | 4,988,854 | 4,988,854 | |
| Total | 4,988,854 | 4,988,854 | 5.19% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest(7) | Number of securities | Class of securities |
|---|---|---|---|
| Advance Asset Management Limited |
Advance Asset Management Ltd is the responsible entity of various managed investment schemes and also acts as a fund manager. |
1,961,145 | Ordinary |
| BT Funds Management (NZ) Limited |
BT Funds Management (NZ) Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
2,478,371 | Ordinary |
Page 1 of 9
| BT Investment Management (Fund Services) Limited |
BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
549,338 | Ordinary |
|---|---|---|---|
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Persons entitled to be registered as holder(8) |
Class and number of securities |
|---|---|---|---|
| BT Investment Management (Fund Services) Limited |
HSBC Custody Nominees (Australia) Limited. |
See Annexure 'A' | 549,338 Ordinary |
| Advance Asset Management Limited |
HSBC Custody Nominees (Australia) Limited. |
See Annexure 'A' | 1,961,145 Ordinary |
| BT Funds Management (NZ) Limited |
HSBC Custody Nominees (Australia) Limited. |
See Annexure 'A' | 2,478,371 Ordinary |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration(9) | Consideration(9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| WBC & associates | See Annexure ‘A’ | See Annexure ’A’ | See Annexure ’A’ |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management (NZ) Limited | Westpac On Takutai Square 16 Takutai Square Auckland 1010 New Zealand |
Page 2 of 9
GARDA DIVERSIFIED PROPERTY FUND The Company Secretary, (GDF) GARDA DIVERSIFIED PROPERTY FUND (GDF) Level 21, 12 Creek Street BRISBANE QLD 4000 Tel: +61 7 3002 5300 Fax: +61 7 3002 5311 Signature Print name Tim Hartin Capacity Company Secretary Sign here Date 04/09/2015
Page 3 of 9
| DIRECTIONS | |
|---|---|
| (1) | If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related |
| corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the | |
| relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically | |
| named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7 | |
| of the form. | |
| (2) | See the definition of “associate” in section 9 of the Corporations Act 2001. |
| (3) | See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. |
| (4) | The voting shares of a company constitute one class unless divided into separate classes. |
| (5) | The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the |
| person or an associate has a relevant interest in. | |
| (6) | The person’s votes divided by the total votes in the body corporate scheme multiplied by 100. |
| (7) | Include details of: |
| (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) |
|
| applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person | |
| giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a | |
| written statement certifying this contract, scheme or arrangement; and | |
| (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting | |
| powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to | |
| which the qualification applies). | |
| See the definition of “relevant agreement” in section 9 of the Corporations Act 2001. | |
| (8) | If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an |
| option) write “unknown”. | |
| (9) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant |
| interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if | |
| the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf | |
| of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from | |
| whom the relevant interest was acquired. |
Page 4 of 9
ANNEXURE A
This is annexure ‘A’ referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities.
Tim Hartin – Company Secretary, Westpac Banking Corporation – 04/09/2015
Sales & Purchases for the period : 02/05/2015to 02/09/2015 SECURITY: GDF
Advance Asset Management Limited
| Date | Registered Company | Quantity | Consideration | Class of Securities |
|---|---|---|---|---|
| 2/07/2015 | HSBC Custody Nominees (Australia) Limited. | 0 | Ordinary | |
| 20/07/2015 | HSBC Custody Nominees (Australia) Limited. | 110,000 | 112,200.00 | Ordinary |
| 21/07/2015 | HSBC Custody Nominees (Australia) Limited. | 60,000 | 61,200.00 | Ordinary |
| 22/07/2015 | HSBC Custody Nominees (Australia) Limited. | 85,000 | 86,700.00 | Ordinary |
| 23/07/2015 | HSBC Custody Nominees (Australia) Limited. | 100,000 | 102,000.00 | Ordinary |
| 24/07/2015 | HSBC Custody Nominees (Australia) Limited. | 55,000 | 56,100.00 | Ordinary |
| 27/07/2015 | HSBC Custody Nominees (Australia) Limited. | 80,000 | 81,600.00 | Ordinary |
| 13/08/2015 | HSBC Custody Nominees (Australia) Limited. | 60,000 | 60,000.00 | Ordinary |
| 20/08/2015 | HSBC Custody Nominees (Australia) Limited. | 88,187 | 88,187.00 | Ordinary |
| 21/08/2015 | HSBC Custody Nominees (Australia) Limited. | 46,813 | 46,344.87 | Ordinary |
| 24/08/2015 | HSBC Custody Nominees (Australia) Limited. | 128,164 | 125,600.72 | Ordinary |
| 25/08/2015 | HSBC Custody Nominees (Australia) Limited. | 80,086 | 77,683.42 | Ordinary |
| 26/08/2015 | HSBC Custody Nominees (Australia) Limited. | 115,913 | 114,753.87 | Ordinary |
| 27/08/2015 | HSBC Custody Nominees (Australia) Limited. | 15,062 | 14,911.38 | Ordinary |
| 28/08/2015 | HSBC Custody Nominees (Australia) Limited. | 10,000 | 9,900.00 | Ordinary |
| 31/08/2015 | HSBC Custody Nominees (Australia) Limited. | 175,262 | 173,509.38 | Ordinary |
| 1/09/2015 | HSBC Custody Nominees (Australia) Limited. | 52,105 | 51,583.95 | Ordinary |
| 2/09/2015 | HSBC Custody Nominees (Australia) Limited. | 59,553 | 58,957.47 | Ordinary |
| Total | 1,321,145 | 1,321,232.06 | Ordinary | |
| Advance Asset Management Limited Total : | 1,321,145 | 1,321,232.06 | ||
| BT Funds Management (NZ) Limited | ||||
| Date | Registered Company | Quantity | Consideration | Class of Securities |
| 2/07/2015 | HSBC Custody Nominees (Australia) Limited. | 126,371 | 143,380.54 | Ordinary |
| 8/07/2015 | HSBC Custody Nominees (Australia) Limited. | 46,775 | 51,162.50 | Ordinary |
| 9/07/2015 | HSBC Custody Nominees (Australia) Limited. | 29,793 | 32,271.78 | Ordinary |
| 10/07/2015 | HSBC Custody Nominees (Australia) Limited. | 23,432 | 25,796.29 | Ordinary |
| 13/07/2015 | HSBC Custody Nominees (Australia) Limited. | 35,000 | 38,465.00 | Ordinary |
| 24/08/2015 | HSBC Custody Nominees (Australia) Limited. | 46,000 | 49,114.20 | Ordinary |
| Total | 307,371 | 340,190.30 | Ordinary | |
| BT Funds Management (NZ) Limited Total : | 307,371 | 340,190.30 |
Page 5 of 9
BT Investment Management (Fund Services) Limited
| Date | Registered Company | Quantity | Consideration | Class of Securities |
|---|---|---|---|---|
| 2/07/2015 | HSBC Custody Nominees (Australia) Limited. | 0 | Ordinary | |
| 20/07/2015 | HSBC Custody Nominees (Australia) Limited. | -250,732 | -255,746.64 | Ordinary |
| 21/07/2015 | HSBC Custody Nominees (Australia) Limited. | -201,020 | -205,040.40 | Ordinary |
| 22/07/2015 | HSBC Custody Nominees (Australia) Limited. | -101,898 | -103,935.96 | Ordinary |
| 23/07/2015 | HSBC Custody Nominees (Australia) Limited. | -80,700 | -82,314.00 | Ordinary |
| 27/07/2015 | HSBC Custody Nominees (Australia) Limited. | -68,189 | -68,870.89 | Ordinary |
| 28/07/2015 | HSBC Custody Nominees (Australia) Limited. | -43,441 | -43,875.41 | Ordinary |
| 29/07/2015 | HSBC Custody Nominees (Australia) Limited. | -60,033 | -60,033.00 | Ordinary |
| 30/07/2015 | HSBC Custody Nominees (Australia) Limited. | -52,000 | -52,520.00 | Ordinary |
| 31/07/2015 | HSBC Custody Nominees (Australia) Limited. | -38,125 | -38,506.25 | Ordinary |
| 3/08/2015 | HSBC Custody Nominees (Australia) Limited. | -216,083 | -216,083.00 | Ordinary |
| 4/08/2015 | HSBC Custody Nominees (Australia) Limited. | -143,978 | -143,978.00 | Ordinary |
| 5/08/2015 | HSBC Custody Nominees (Australia) Limited. | -110,058 | -110,058.00 | Ordinary |
| 6/08/2015 | HSBC Custody Nominees (Australia) Limited. | -164,233 | -164,233.00 | Ordinary |
| 7/08/2015 | HSBC Custody Nominees (Australia) Limited. | -30,000 | -30,000.00 | Ordinary |
| 13/08/2015 | HSBC Custody Nominees (Australia) Limited. | -6,022 | -6,082.22 | Ordinary |
| 14/08/2015 | HSBC Custody Nominees (Australia) Limited. | -109,150 | -110,241.50 | Ordinary |
| Total | -1,675,662 | -1,691,518.27 | Ordinary | |
| BT Investment Management (Fund Services) Limited Total : |
-1,675,662 | -1,691,518.27 |
Page 6 of 9
ANNEXURE B
This is the annexure ‘B’ (being 3 pages) referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin – Company Secretary, Westpac Banking Corporation – 04/09/2015
| Westpac Banking Corporation | Australia | Securitor Financial Group Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Seed Pool Trust No. 2 | Australia |
| 1925 (Industrial) Pty Limited | Australia | Series 2008-1M WST Trust | Australia |
| 1925 Advances Pty Limited | Australia | Series 2009-1 WST Trust | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea |
Series 2011-1 WST Trust | Australia |
| Advance Asset Management Limited | Australia | Series 2011-2 WST Trust | Australia |
| Altitude Administration Pty Limited | Australia | Series 2011-3 WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | Series 2012-1 WST Trust | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2013-1 WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2013-2 WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2014-1 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2014-2 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Series 2015-1 WST Trust | Australia |
| Asgard Wealth Solutions Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| Australian Loan Processing Security Trust | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Bella Trust No. 2 | Australia | St.George Business Finance Pty Limited | Australia |
| Belliston Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Finance Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Life Limited | Australia |
| BT Financial Group Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | St.George Security Holdings Pty Limited | Australia |
| BT Funds Management Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Funds Management No.2 Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Long Term Income Fund | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Portfolio Services Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Securities Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Short Term Income Fund | Australia | W2 Investments Pty Limited | Australia |
| Canning Park Capital Pte. Ltd | Australia | Waratah Receivables Corp Pty Limited | Australia |
| Capital Corporate Finance Limited | Australia | Waratah Securities Australia Limited | Australia |
| Capital Finance (NZ) Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| Capital Finance Australia Limited | Australia | Westpac Administration Pty Limited | Australia |
| Capital Finance New Zealand Limited | Australia | Westpac Administration 2 Limited | Australia |
| Capital Fleetlease Limited | Australia | Westpac Administration 3 Limited | Australia |
| Capital Motor Finance Limited | Australia | Westpac Administration 4 Limited | Australia |
| Capital Rent Group Limited | New Zealand | Westpac Altitude Rewards Trust | Australia |
| Castlereagh Trust | Australia | Westpac Americas Inc. | USA |
Page 7 of 9
CBA Limited Australia Westpac Asian Lending Pty Limited Australia Papua New Challenge Limited Australia Westpac Bank-PNG-Limited Guinea Core Infrastructure Income Feeder 1 L P UK Westpac Capital Holdings Inc. USA Core Infrastructure Income Feeder 2 L P UK Westpac Capital Markets Holding Corp. USA Core Infrastructure Income Master L P UK Westpac Capital Markets LLC USA Crusade ABS Series 2012 - 1 Trust Australia Westpac Capital Trust IV USA Crusade ABS Series 2013 - 1 Trust Australia Westpac Capital-NZ-Limited New Zealand Crusade ABS Series 2015 - 1 Trust Australia Westpac Cash PIE Fund Australia Crusade CP Management Pty Limited Australia Westpac Cook Cove Trust I Australia Crusade CP No.1 Pty Limited Australia Westpac Cook Cove Trust II Australia Crusade CP Trust No. 52 Australia Westpac Covered Bond Trust Australia Crusade CP Trust No. 53 Australia Westpac Custodian Nominees Pty Limited Australia Crusade CP Trust No. 55 Australia Westpac Debt Securities Pty Limited Australia Crusade CP Trust No. 56 Australia Westpac Delta LLC USA Crusade CP Trust No. 57 Australia Westpac Direct Equity Investments Pty Limited Australia Crusade CP Trust No. 58 Australia Westpac Equipment Finance Limited Australia Crusade Euro Trust 1E of 2006 Australia Westpac Equity Holdings Pty Limited Australia Crusade Euro Trust 1E of 2007 Australia Westpac Equity Investments NZ Limited New Zealand Crusade Global Trust 1 of 2006 Australia Westpac Equity Pty Limited Australia Crusade Global Trust 1 of 2007 Australia Westpac Europe Limited UK Crusade Global Trust 2 of 2005 Australia Westpac Finance (HK) Limited Hong Kong Crusade Global Trust 2 of 2006 Australia Westpac Financial Consultants Limited Australia Crusade Management Limited Australia Westpac Financial Holdings Pty Limited Australia Crusade 2P Trust of 2008 Australia Westpac Financial Services Group Limited Australia Danaby Pty Limited Australia Westpac Financial Services Group-NZ-Limited New Zealand Data Republic Pty Limited Australia Westpac Financial Services Limited Australia eQR Securities Pty. Limited Australia Westpac Funds Financing Holdco Pty Limited Australia Europe Infrastructure Debt LP UK Westpac Funds Financing Pty Limited Australia G.C.L. Investments Pty Limited Australia Westpac Funding Holdings Pty Limited Australia General Credit Holdings Pty Limited Australia Westpac General Insurance Limited Australia General Credits Pty Limited Australia Westpac General Insurance Services Limited Australia Halcyon Securities Pty Limited Australia Westpac Global Capital Markets Pty Limited Australia Hastings Advisers LLC USA Westpac Group Investment-NZ-Limited New Zealand Hastings Forestry Investments Limited New Zealand Westpac Holdings-NZ-Limited New Zealand Hastings Forests Australia Pty Limited Australia Westpac Investment Capital Corporation USA Hastings Funds Management (UK) Limited Singapore Westpac Investment Vehicle No.2 Pty Limited Australia Hastings Funds Management (USA) Inc. UK Westpac Investment Vehicle No.3 Pty Limited Australia Hastings Funds Management Asia Pty. Limited USA Westpac Investment Vehicle Pty Limited Australia Hastings Funds Management Limited Australia Westpac Leasing Nominees-Vic.-Pty Limited Australia Hastings Infrastructure 1 Limited UK Westpac Lenders Mortgage Insurance Limited Australia Hastings Infrastructure 2 Limited UK Westpac Life Insurance Services Limited Australia Hastings Investment Capital LP USA Westpac Life-NZ-Limited New Zealand Hastings Investment Management Pty Ltd USA Westpac New Zealand Group Limited New Zealand Hastings Investment Management (Europe) Ltd UK Westpac New Zealand Limited New Zealand Hastings Investments GP LLC Australia Westpac Nominees-NZ-Limited New Zealand
Page 8 of 9
| Hastings Korea Company Limited | Korea | Westpac Notice Saver PIE Fund | Australia |
|---|---|---|---|
| Hastings Management Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Operations Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Securitisation Holdings Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Securitisation Limited | New Zealand |
| Infrastructure GP LLP | UK | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Infrastructure GP 2 LLP | UK | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| Infrastructure Research and Advisory Services Private | |||
| Limited | India | Westpac Overseas Holdings Pty Limited | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Properties Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac RE Limited | Australia |
| Mortgage Management Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| Nationwide Management Pty Limited | Australia | Westpac Securities Limited | Australia |
| Net Nominees Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Number 120 Limited | New Zealand | Westpac Securitisation Holdings Pty Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Partnership Pacific Pty Limited | Australia | Westpac Singapore Limited | Singapore |
| Partnership Pacific Securities Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| Pashley Investments Pty Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Qvalent Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| RAMS Financial Group Pty Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Reinventure Fund ILP | Australia | Westpac TPS Trust | Australia |
| RMS Warehouse Trust 2007-1 | Australia | Westpac Unit Trust | Australia |
| Sallmoor Pty Limited | Australia | Westpac USA Inc. | USA |
Note: Westpac retains 31.4% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (31.4%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
Page 9 of 9