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Galecto, Inc. — Director's Dealing 2020
Oct 29, 2020
35406_dirs_2020-10-28_6a42a60b-929f-4e01-afa4-6f9bd09a8c04.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Galecto Inc. (GLTO)
CIK: 0001800315
Period of Report: 2020-10-28
Reporting Person: Novo Holdings A/S (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SERIES B-1 PREFERRED STOCK | $ | COMMON STOCK (66454) | Direct | ||
| SERIES B-2 PREFERRED STOCK | $ | COMMON STOCK (41161) | Direct | ||
| SERIES B-3 PREFERRED STOCK | $ | COMMON STOCK (164647) | Direct | ||
| SERIES B-4 PREFERRED STOCK | $ | COMMON STOCK (173312) | Direct | ||
| SERIES C-1 PREFERRED STOCK | $ | COMMON STOCK (348336) | Direct | ||
| SERIES C-2 PREFERRED STOCK | $ | COMMON STOCK (506073) | Direct | ||
| SERIES C-4 PREFERRED STOCK | $ | COMMON STOCK (472334) | Direct | ||
| SERIES C-5 PREFERRED STOCK | $ | COMMON STOCK (134953) | Direct | ||
| SERIES D PREFERRED STOCK | $ | COMMON STOCK (257188) | Direct |
Footnotes
F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series B-3 Preferred Stock, Series B-4 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series C-4 Preferred Stock, Series C-5 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") is convertible into Common Stock at a ratio of 1:2.59970 into the number of shares of Common Stock as shown in Column 3 at any time at the holder's election, and automatically upon the closing of the Issuer's initial public offering without payment of additional consideration. These shares have no expiration date.