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GALECTIN THERAPEUTICS INC — Director's Dealing 2021
Sep 21, 2021
33422_dirs_2021-09-21_5c0db307-5311-41dd-9300-0a29c786bbd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2021-09-17
Reporting Person: Uihlein Richard E (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-17 | Convertible Note | $8.64 | A | 1157407 | Acquired | 2025-09-17 | Common Stock (1157407) | Direct |
Footnotes
F1: Excludes interest that may accrue following issuance of the Note.
F2: The Note is convertible upon 60 days prior written notice by the noteholder.
F3: In consideration for the Convertible Note, the Reporting Person loaned ten million dollars to the Company.
F4: Represents the principal amount of the note payable.
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