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GALECTIN THERAPEUTICS INC Director's Dealing 2021

Sep 21, 2021

33422_dirs_2021-09-21_5c0db307-5311-41dd-9300-0a29c786bbd5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2021-09-17

Reporting Person: Uihlein Richard E (Director, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-17 Convertible Note $8.64 A 1157407 Acquired 2025-09-17 Common Stock (1157407) Direct

Footnotes

F1: Excludes interest that may accrue following issuance of the Note.

F2: The Note is convertible upon 60 days prior written notice by the noteholder.

F3: In consideration for the Convertible Note, the Reporting Person loaned ten million dollars to the Company.

F4: Represents the principal amount of the note payable.