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GALECTIN THERAPEUTICS INC — Director's Dealing 2020
Jan 14, 2020
33422_dirs_2020-01-13_106bfc90-6847-4a1e-aceb-2bad32ff936b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2020-01-09
Reporting Person: LEWIS JOEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-09 | Common Stock | A | 20455 | $2.86 | Acquired | 99104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-09 | Stock option (right to buy) | $2.86 | A | 40000 | Acquired | 2030-01-09 | Common Stock (40000) | Direct |
Footnotes
F1: These restricted shares were issued pursuant to the Galectin Therapeutics Inc. 2019 Omnibus Equity Incentive Plan in lieu of a cash retainer and meeting fees of $58,500 for 2020. Restrictions on the shares lapse at a rate of 25% at the end of each calendar quarter in 2020.
F2: The options were issued pursuant to the Galectin Therapeutics Inc. 2019 Omnibus Equity Incentive Plan
F3: The options vest 100% on December 31, 2020.
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