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GALECTIN THERAPEUTICS INC — Director's Dealing 2019
Jun 3, 2019
33422_dirs_2019-06-03_e2424cf6-add2-48be-abd5-a10dd1e855ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2019-05-31
Reporting Person: ELDRED KARY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-31 | Common Stock | P | 3033 | $4.28 | Acquired | 44415 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-31 | Common Stock Purchase Warrant (right to buy) | $7.00 | P | 10110 | Acquired | 2026-05-31 | Common stock (758) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2425 | Indirect |
| Common Stock | 2000 | Indirect |
Footnotes
F1: These shares are held of record by the Reporting Person as custodian for a minor child under the Uniform Transfer to Minors Act. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purpose of Section 16 or for any other purpose.
F2: These shares are held in a special needs trust for which the Reporting Person serves as a trustee. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3: Each warrant is exerciseable for 0.075 shares of Common Stock of the Company.