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GALECTIN THERAPEUTICS INC — Director's Dealing 2018
Sep 4, 2018
33422_dirs_2018-09-04_adb05088-0037-4328-9cac-33d9c2f91601.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2018-08-30
Reporting Person: Rubin Marc (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-30 | Common Stock | M | 29000 | — | Acquired | 84581 | Direct |
| 2018-08-30 | Common Stock | S | 58100 | $6.0811 | Disposed | 26481 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-30 | Stock option (right to buy) | $.89 | M | 29000 | Disposed | 2026-12-15 | Common Stock (29000) | Direct |
Footnotes
F1: The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 10, 2018.
F2: The options vested 100% on December 14, 2017, the date of Galectin Therapeutics, Inc.'s 2017 Annual Stockholders Meeting.
F3: The shares were sold in multiple transactions at prices ranging from $6.00 to $6.53. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.