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GALECTIN THERAPEUTICS INC Director's Dealing 2017

May 1, 2017

33422_dirs_2017-05-01_4bfd81af-4e96-47bf-91ef-f08a921411d0.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2017-04-23

Reporting Person: Uihlein Richard E (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2509909 Direct
Common Stock 20000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock Purchase Warrant (right to buy) $5.00 2023-12-22 Common Stock (1466204) Direct
Series C Super Dividend Convertible Preferred Stock $6.00 Common Stock (83333) Direct

Footnotes

F1: The reporting person is president and director of Ed Uihein Family Foundation, a not-for-profit corporation. The reportion person has no pecuniary interest in the shares, however, he shares voting and dispositive power over the shares and, therefore, remains the beneficial owner of the shares solely for purposes of Section 13(d) of the Securities Exchange Act of 1934.

F2: The conversion rights for the Series C Super Dividend Convertible Preferred Stock do not expire.