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GALECTIN THERAPEUTICS INC Director's Dealing 2017

Sep 8, 2017

33422_dirs_2017-09-08_87d9bc83-e94c-4911-aa21-0cea64774b1b.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2016-09-30

Reporting Person: CZIRR JAMES C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-30 Common Stock J 92451 $1.13 Disposed 3377359 Indirect
2016-09-30 Common Stock J 164110 $1.13 Disposed 3213249 Indirect
2016-09-30 Common Stock J 484036 $1.13 Disposed 2729213 Indirect
2016-09-30 Common Stock J 17295 $1.13 Disposed 2711918 Indirect

Footnotes

F1: Distributed as an in-kind distribution to four withdrawing limited partners in 10X Fund, LP., which was effective as of 9/30/16. Transaction price is the closing market price on 9/30/16, although the actual transfer of the shares occurred later.

F2: This Form 4/A amends a Form 4 originally filed 10/24/16, which reported the distribution of 229,383 shares to a withdrawing limited partner on 9/30/16, to correct the amounts of the distribution. The share distributions reported herein also include the share distributions reported in a Form 4 filed 11/15/16, which erroneously reported the distribution of 9,663 and 17,096 shares to a withdrawing limited partner on 11/10/16.

F3: The transaction was consummated by 10X Fund, L.P., a Delaware limited partnership, and not by the Reporting Person. The Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his after fund payout pecuniary interest therein.