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GALECTIN THERAPEUTICS INC Director's Dealing 2017

Dec 18, 2017

33422_dirs_2017-12-18_674f6f31-86a4-4342-b16d-c16d8c2e977d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2017-12-14

Reporting Person: Uihlein Richard E (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-14 Common Stock A 14644 $2.39 Acquired 2524553 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-14 Stock option (right to buy) $2.39 A 46875 Acquired 2027-12-14 Common stock (46875) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20000 Indirect

Footnotes

F1: These restricted shares were issued in lieu of cash retainer and meeting fees of $35,000 for 2018. Restrictions on the shares lapse at a rate of 25% per calendar quarter in 2018.

F2: The reporting person is president and director of Ed Uihein Family Foundation, a not-for-profit corporation. The reportion person has no pecuniary interest in the shares, however, he shares voting and dispositive power over the shares and, therefore, remains the beneficial owner of the shares solely for purposes of Section 13(d) of the Securities Exchange Act of 1934.

F3: The options vest 100% on December 14, 2018.