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GALECTIN THERAPEUTICS INC — Director's Dealing 2015
Jul 8, 2015
33422_dirs_2015-07-08_a64b5179-3237-4341-9684-6a35d0b1ad2a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2014-09-23
Reporting Person: OMENN GILBERT S (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29009 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A 12% Convertible Preferred Stock | $ | Common Stock (50000) | Direct |
Footnotes
F1: Each share of Series A 12% Convertible Preferred Stock is convertible into one-sixth of a share of Issuer's common stock at a conversion price of $1.00 per share (subject to customary anti-dilution protection adjustments) at the option of (a) the holder, at any time and (b) automatically if the Issuer's common stock is quoted at or above $18 per share for 15 consecutive trading days and an effective registration statement regarding the underlying shares of Issuer's common stock is in effect (subject to certain monthly volume limits). The shares of eries A 12% Convertible Preferred Stock do not expire.