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GALECTIN THERAPEUTICS INC — Director's Dealing 2015
Jul 8, 2015
33422_dirs_2015-07-08_15cffbc9-63f2-4e31-8883-c7177275bc2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2015-03-12
Reporting Person: MAULDIN JOHN F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-12 | Common Stock | A | 11112 | — | Acquired | 17186 | Direct |
| 2015-04-08 | Common Stock | A | 25483 | — | Acquired | 42669 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-08 | Stock Option (right to buy) | $8.10 | D | 14815 | Disposed | 2021-06-02 | Common Stock (14815) | Direct |
| 2015-04-08 | Stock Option (right to buy) | $3.59 | D | 16714 | Disposed | 2023-03-28 | Common Stock (16714) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4947 | Indirect |
Footnotes
F1: The option vested quarterly in eight equal installments beginning September 2, 2011.
F2: The option was canceled by mutual agreement of the reporting person and Galectin Therapeutics, Inc. The reporting person received 25,483 shares of restricted common stock, reported in Table 1 of this Form 4, as consideration for the cancellation of options granted on June 2, 2011 and March 28, 2013.
F3: The option vested quarterly in eight equal installments beginning on May 12, 2013.
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