Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GALECTIN THERAPEUTICS INC Director's Dealing 2014

Feb 4, 2014

33422_dirs_2014-02-04_4e69ce5f-37ea-4966-8c6b-1fe69cd3386c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2014-01-31

Reporting Person: Prelack Steven (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-31 Common Stock M 667 $.72 Acquired 3603 Direct
2014-01-31 Common Stock M 83334 $1.20 Acquired 86937 Direct
2014-01-31 Common Stock M 9260 $6.48 Acquired 96197 Direct
2014-01-31 Common Stock M 8475 $7.08 Acquired 104672 Direct
2014-01-31 Common Stock M 6269 $3.59 Acquired 110941 Direct
2014-01-31 Common Stock F 17722 $13.71 Disposed 93219 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-31 Stock Option (right to buy) $.72 M 667 Disposed 2014-02-08 Common Stock (667) Direct
2014-01-31 Stock Option (right to buy) $1.20 M 83334 Disposed 2014-02-25 Common Stock (83334) Direct
2014-01-31 Stock Option (right to buy) $6.48 M 9260 Disposed 2016-03-24 Common Stock (9260) Direct
2014-01-31 Stock Option (right to buy) $7.08 M 8475 Disposed 2021-06-28 Common Stock (8475) Direct
2014-01-31 Stock Option (right to buy) $3.59 M 6269 Disposed 2023-03-28 Common Stock (6269) Direct

Footnotes

F1: This option was previously reported as covering 4,000 shares at an exercise price of $0.12 per share, but was adjusted to reflect the 1-for-6 reverse stock split that occurred in March 2012.

F2: Stock Option grant, vested as follows: (i) 50% on February 25, 2010; (ii) 25% on May 25, 2010; (iii) 12.5% on August 25, 2010; (iv) 6.25% on November 25, 2010; and (v) 6.25% on February 25, 2011.

F3: This option was previously reported as covering 500,000 shares at an exercise price of $0.2 per share, but was adjusted to reflect the 1-for-6 reverse stock split that occurred in March 2012.

F4: This option was previously reported as covering 55,556 shares at an exercise price of $1.08 per share, but was adjusted to reflect the 1-for-6 reverse stock split that occurred in March 2012.

F5: The option vests in eight equal installments beginning May 12, 2011.

F6: This option was previously reported as covering 50,848 shares at an exercise price of $1.18 per share, but was adjusted to reflect the 1-for-6 reverse stock split that occurred in March 2012.

F7: The option vests as to one-eighth of the shares on June 28, 2011 and thereafter quarterly in seven equal installments beginning August 12, 2011.

F8: The option vests quarterly in eight equal installments beginning on May 12, 2013.

F9: Represents shares forfeited in satisfaction of exercise price of vested options.