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GALECTIN THERAPEUTICS INC — Director's Dealing 2014
May 15, 2014
33422_dirs_2014-05-15_eec1583e-f535-40ba-809a-43b25390251f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2014-05-13
Reporting Person: Martin Rod D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-13 | Common Stock | M | 83334 | $1.80 | Acquired | 174822 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-13 | Option (Right to buy) | $1.80 | M | 83334 | Disposed | 2015-02-01 | Common Stock (83334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2776186 | Indirect |
Footnotes
F1: Reporting person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., a Delaware limited partnership, and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Martin disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: Half of the options vested upon grant date, and the remainder vested in four equal parts quarterly over one year from the date of the option grant.