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GALECTIN THERAPEUTICS INC — Director's Dealing 2013
Mar 11, 2013
33422_dirs_2013-03-11_a1797840-50f4-45ae-a048-6d4c58bde5a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2013-03-07
Reporting Person: ROME JERALD K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-07 | Common Stock | M | 2500 | $2.28 | Acquired | 22058 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-07 | Employee Stock Option (right to buy) | $2.28 | M | 2500 | Disposed | 2013-03-13 | Common Stock (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7002 | Indirect |
Footnotes
F1: The Company effected a 1-for-6 reverse stock split in March 2012, resulting in a corresponding reduction in the number of shares of common stock owned by the reporting person.
F2: This option was previously reported as covering 15,000 shares at an exercise price of $0.38 per share, but was adjusted to reflect the 1-for-6 reverse stock split that occurred in March 2012.
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