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GALECTIN THERAPEUTICS INC Director's Dealing 2013

Oct 18, 2013

33422_dirs_2013-10-18_cfccde6e-c548-4e9f-affe-01abe7a9c1b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GALECTIN THERAPEUTICS INC (GALT)
CIK: 0001133416
Period of Report: 2013-10-16

Reporting Person: CZIRR JAMES C (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-16 Common Stock M 300000 $3.00 Acquired 9257422 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-16 Class A-2 Warrant (right to buy) $3.00 M 300000 Disposed 2014-02-12 Common Stock (300000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 843450 Direct
Common Stock 179232 Indirect

Footnotes

F1: Reporting Person is a managing member of 10X Capital Management, LLC, a Florida limited liability company acting as the general partner of 10X Fund, L.P., a Delaware limited partnership, and as such, may be deemed to have indirect beneficial ownership of all or a portion of the securities owned directly by 10X Fund, L.P. Mr. Czirr disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.