AI assistant
Galapagos NV — Director's Dealing 2021
May 4, 2021
3954_rns_2021-05-04_45e64ebc-2e0b-4249-8874-557ef4e0adef.pdf
Director's Dealing
Open in viewerOpens in your device viewer
Transparency notification Form TR-1 BE Help
How to use this form?
TR-1 BE is an interactive form.
Therefore it is essential that you download it again for each new notification . You can select the name of an issuer in the list referred to in Section 2.
The form consists of two parts: Part I , that has to be transmitted to both the FSMA and the issuer, and Part II , to be sent exclusively to the FSMA.
Once you have opened the form on the FSMA's website, start by saving it on your computer (using "save as") before filling it in. When opening the file, remember also to verify that macros are active.
In order to add rows in the various sections of Part I (e.g. if there are several notifiers), please use the "+ " and "- " buttons.
The names of the persons subject to a notification requirement as indicated in Part I automatically appear in Part II when you click on the "PART II " button in Section 6. It is not possible to add any additional rows in Part II.
Please do not unprotect the form; please fill in only where authorized and do not modify the formulas.
In Section 10, start with groups. In the case of groups of notifiers with subtotals to be filled in, please identify the members of the group and subsequently click on "Σ" to fill in a subtotal. Repeat this for each group. Finish with people notifying alone.
Once Section 10 is completed, click on "CALCULATE " to show the totals and subtotals.
For further details, please refer to the extract from the Guide to the Transparency Legislation.
The (unsigned) form should be transmitted in xlsm format. In addition, a signed copy should be transmitted in PDF format.
2) Issuer
2 - 13 +
2 +
A +
1) Status of the notification
Final Name GALAPAGOS Identification number 0466-460-429
3) Reason for the notification
| Acquisition or disposal of voting securities or voting rights | |
|---|---|
| Downward crossing of the lowest threshold |
4) Notification by
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name | Address (for legal entities) | |
|---|---|---|
| The Capital Group Companies, Inc.("CGC") | 333 South Hope Street, 55th Fl, Los Angeles, CA 90071 | + |
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
| Name | Address (for legal entities) | |
|---|---|---|
| Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 |
Part II | |
| 7) Date on which the threshold is crossed | ||
| 29/04/2021 (DD/MM/YYYY) | ||
| 8) Threshold that is crossed (in %) | ||
| 5 | ||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | ||
| 9) Denominator | ||
| 65,511,581 |
Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Not linked to the Linked to securities securities |
Linked to securities |
Not linked to the securities |
| The Capital Group Companies, Inc.("CGC") |
0 | 0 | 0.00% | 1 | - |
|---|---|---|---|---|---|
| Capital Research and Management Company |
5,848,365 | 3,020,950 | 4.61% | 1 | - |
| Capital International, Inc. | 532,875 | 27,393 | 0.04% | 1 | - |
| Capital Bank and Trust Company | 82,851 | 990 | 0.00% | 1 | - |
| Capital International Sarl | 4,477 | 0 | 0.00% | 1 | - |
| Capital International Limited | 15,405 | 0 | 0.00% | 1 | - |
| Subtotal | 6,483,973 | 3,049,333 | 4.65% | S | + |
| TOTAL | 3,049,333 | 4.65% |
Start with "groups" of holders. Add subtotals with Σ, and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on .
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 3,049,333 | 4.65% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
CGC is the parent company of Capital Research and Management Company ("CRMC") and Capital Bank & Trust Company ("CB&T"). CRMC is a U.S.-based investment management company that serves as investment manager to the American Funds family of mutual funds, other pooled investment vehicles, as well as individual and institutional clients. CRMC and its investment manager affiliates manage equity assets for various investment companies through three divisions, Capital Research Global Investors, Capital International Investors and Capital World Investors. CRMC is the parent company of Capital Group International, Inc. ("CGII"), which in turn is the parent company of four investment management companies ("CGII management companies"): Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K. CGII management companies and CB&T primarily serve as investment managers to institutional and high net worth clients. CB&T is a U.S.-based investment management company that is a registered investment adviser and an affiliated federally chartered bank.
Neither CGC nor any of its affiliates own shares of the Issuer for its own account. Rather, the shares reported on this Notification are owned by accounts under the discretionary investment management of one or more of the investment management companies described above.
12) In case of proxy voting for only one GM
(DD/MM/YYYY) Holder will cease to hold / will hold again 0 voting rights as of
13) Additional information
| Done at Los Angeles, CA, USA | ||
|---|---|---|
| On | 30/04/2021 (DD/MM/YYYY) | |
| Name & capacity Donald H. Rolfe, Senior Counsel | Signature |