GALAN LITHIUM LIMITED — Director's Dealing 2019

Sep 18, 2019

Appendix 3Y Change of Director’s Interest Notice

101 CAZRule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of entity	GALAN LITHIUM LIMITED
ABN	87 149 349 646

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Christopher Chalwell
Date of last notice	27 March 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Indirect Shares owned by Mr CW & Mrs JR Chalwell Fund A/C>, an account in which Mr Chalwell is a beneficiary
Date of change	17 September 2019
No. of securities held prior to change	300,000 Fully Paid Ordinary Shares Indirect 2,211,402 Fully Paid Ordinary Shares 750,000 Unlisted Options Expiring 29/11/19 exercisable @$0.15
Class	1. Fully Paid Ordinary Shares 2. Unlisted options expiring 31/8/20 exercisable @ $0.25
Number acquired	1. 83,333 2. 41,666
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	1. $15,000 2. Nil

• See chapter 19 for defined terms.

Appendix 3Y Page 1

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Direct 300,000 Fully Paid Ordinary Shares Indirect 2,294,735 Fully Paid Ordinary Shares 750,000 Unlisted Options Expiring 29/11/19 exercisable @$0.15 41,666 unlisted options expiring 31/8/20 exercisable @ $0.25

Nature of change Share Purchase Plan Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buyback

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

. Were the interests in the securities or contracts No detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

CAZRule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

Name of entity	GALAN LITHIUM LIMITED
ABN	87 149 349 646

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Terry Gardiner
Date of last notice	27 March 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	Indirect (1): Gryphon Asset Management, a company in which Mr Gardiner is a director and shareholder Indirect (2): TJ & VH Gardiner (Terry Gardiner Super Fund A/C), an account in which Mr Gardiner is a beneficiary
Date of change	17 September 2019
No. of securities held prior to change	Direct: 1,430,902 Fully Paid Ordinary Shares 750,000 Options expiring 29/11/19 exercisable @ $0.15 Indirect (1): 1,065,000 Fully Paid Ordinary Shares Indirect (2): 2,700,000 Fully Paid Ordinary Shares
Class	1. Fully Paid Ordinary Shares 2. Unlisted options expiring 31/8/20 exercisable @ $0.25
Number acquired	1. 55,555 2. 27,777
Number disposed	Nil

• See chapter 19 for defined terms.

Appendix 3Y Page 1

11/3/2002

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	1. $10,000 2. Nil
No. of securities held after change	Direct: 1,486,457 Fully Paid Ordinary Shares 750,000 Options expiring 29/11/19 exercisable @ $0.15 27,777 Unlisted options expiring 31/8/20 exercisable @ $0.25 Indirect (1): 1,065,000 Fully Paid Ordinary Shares Indirect (2): 2,700,000 Fully Paid Ordinary Shares Indirect (3): Nil
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back	Share Purchase Plan

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

. Were the interests in the securities or contracts No detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period?

If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 2

11/3/2002