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Gain Therapeutics, Inc. — Capital/Financing Update 2021
Mar 15, 2021
34440_rns_2021-03-15_184a5198-ab0d-42d0-acef-45824bbc8e01.zip
Capital/Financing Update
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CORRESP 1 filename1.htm Licensed to: Broadridge Finanicial Soultions, Inc. Document created using EDGARfilings PROfile 7.3.2.0 Copyright 1995 - 2021 Broadridge
March 15, 2021
VIA EDGAR
Securities and Exchange Commission
Division of Corporation Finance
100 F Street NE
Washington, D.C. 20549-3561
Attn: Margaret Schwartz
Tim Buchmiller
Re: Gain Therapeutics, Inc.
Registration Statement on Form S-1 (File No. 333-253303)
Request for Acceleration of Effective Date
Ladies and Gentlemen:
In accordance with Rule 461 under the Securities Act of 1933, as amended (the “ Act ”), BTIG, LLC and Oppenheimer & Co. Inc., as representatives of the several underwriters, hereby join Gain Therapeutics, Inc. in requesting that the Securities and Exchange Commission (the “ Commission ”) take appropriate action to cause the Registration Statement on Form S-1 (File No. 333- 253303) (the “ Registration Statement ”) to become effective on March 17, 2021, at 4:00 PM, Eastern Daylight Time, or as soon as practicable thereafter.
Pursuant to Rule 460 under the Act, please be advised that we will take reasonable steps to secure adequate distribution of the preliminary prospectus, to underwriters, dealers, institutions and others, prior to the requested effective time of the Registration Statement.
We have been informed by the participating underwriters that they will comply with the requirements of Rule 15c2-8 under the Securities Exchange Act of 1934, as amended, to the extent applicable.
[Signature Page Follows]
| Very truly yours, | |
|---|---|
| BTIG, LLC | |
| By: | /s/ KC Stone |
| Name: KC Stone | |
| Title: Managing Director |
| Oppenheimer & Co. Inc. | |
|---|---|
| By: | /s/ Michael Margolis, R. Ph. |
| Name: Michael Margolis | |
| Title: Managing Director, Co-Head of Healthcare | |
| Investment Banking | |
| On behalf of each of the Underwriters |