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GAIA, INC Earnings Release 2004

Oct 27, 2004

33870_rns_2004-10-27_f7b25218-bf78-4198-b59a-d1bbcb5f6043.zip

Earnings Release

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8-K 1 a04-12166_18k.htm 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of Earliest Event Reported): October 27, 2004

GAIAM, INC.

(Exact Name of Registrant as Specified in its Charter)

Colorado 0-27515 84-1113527
(State or Other
Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)
360
Interlocken Boulevard, Broomfield, Colorado 80021
(Address of Principal
Executive Offices)
Registrant’s telephone
number, including area code: (303) 222-3600
Not
Applicable
(Former Name or Former
Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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TABLE OF CONTENTS

SECTION 2—FINANCIAL INFORMATION

Item 2.02 Results from Operations and Financial Condition

On October 27, 2004, Gaiam, Inc. issued a press release announcing its third quarter 2004 earnings. A copy of the press release is attached as Exhibit 99.1.

SECTION 9—FINANCIAL STATEMENTS AND EXHIBITS

| Item 9.01 | Financial Statements and Exhibits | | --- | --- | | (c) | Exhibits | | Exhibit No. | Description of Exhibit | | 99.1 | Gaiam, Inc. press release dated October 27, 2004 |

The information in this Form 8-K and the Exhibit attached hereto shall not be deemed as “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934 or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Exchange Act of 1933, except as shall be expressly set forth by specific reference in such filing.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

By: /s/ Janet Mathews
Janet Mathews
Chief Financial Officer
Date: October 27, 2004

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Exhibit Index

99.1 Press release dated October 27, 2004 issued by Gaiam, Inc.

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