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GAIA, INC Director's Dealing 2024

Apr 23, 2024

33870_dirs_2024-04-23_d48c47aa-b454-472f-a786-f1a281719a88.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2024-04-20

Reporting Person: Frank Kristin E. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-04-20 Class A Common Stock M 19828 $3.93 Acquired 62058 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-04-20 Restricted Stock Units $ M 19828 Disposed Class A Common Stock (62058) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The RSUs vest on the one year anniversary date of the Annual Shareholder Meeting from April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.