GAIA, INC — Director's Dealing 2023

Feb 28, 2023

SEC Form 4/A — Form 4/A

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2022-04-28

Reporting Person: Sutherland Paul Howard (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-04-28	Class A Common Stock	M	6435	—	Acquired	128922	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-04-28	Restricted Stock Units	$	M	6435	Disposed		Class A Common Stock (6435)	Direct
2022-04-28	Restricted Stock Units	$	A	15278	Acquired		Class A Common Stock (15278)	Direct

Footnotes

F1: Restricted stock units were converted into common stock on a one-for-one basis

F2: Form 4 as originally filed on 5/2/2022 incorrectly reported 177,871 due to a data entry error.

F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F5: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.