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GAIA, INC — Director's Dealing 2023
Jun 26, 2023
33870_dirs_2023-06-26_b20fb34d-9dc9-4f72-90de-68d57f491fe7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2023-06-22
Reporting Person: Colquhoun James (Director, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-26 | Class A Common Stock | J | 136490 | — | Acquired | 1020272 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-22 | Restricted Stock Unit | $ | A | 162001 | Acquired | Class A Common Stock (162001) | Direct |
Footnotes
F1: Issued as consideration for acquiring ownership rights to a library of media assets.
F2: Includes 148,553 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.
F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4: The RSUs vest on March 15, 2028, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.