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GAIA, INC Director's Dealing 2022

Apr 4, 2022

33870_dirs_2022-04-04_55e5d8f0-8ed9-49b4-81c1-ec424921687d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2022-03-31

Reporting Person: RYSAVY JIRKA (Director, Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-31 Class A Common Stock M 96283 Acquired 5875061 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-01 Restricted Stock Units $ M 96283 Disposed Class A Common Stock (96283) Direct

Footnotes

F1: Restricted stock units were converted into common stock on a one-for-one basis

F2: Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares.

F3: On November 1, 2016, the reporting person was granted 96,283 restricted stock units, vesting on March 31, 2022.