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GAIA, INC Director's Dealing 2022

May 2, 2022

33870_dirs_2022-05-02_88e9c964-3e13-4857-a4ae-4ef9058b9921.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2022-04-28

Reporting Person: Colquhoun James (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-04-28 Class A Common Stock M 3575 Acquired 875294 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-04-28 Restricted Stock Units $ M 3575 Disposed Class A Common Stock (3575) Direct
2022-04-28 Restricted Stock Unit $ A 8488 Acquired Class A Common Stock (8488) Direct

Footnotes

F1: Restricted stock units were converted into common stock on a one-for-one basis

F2: Includes 3,575 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.

F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F5: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.