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GAIA, INC — Director's Dealing 2022
May 2, 2022
33870_dirs_2022-05-02_a3230856-5e32-49fe-a6de-965ea069cc5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2022-04-28
Reporting Person: MAISEL DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-28 | Class A Common Stock | M | 3575 | — | Acquired | 162757 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-28 | Restricted Stock Units | $ | M | 3575 | Disposed | Class A Common Stock (3575) | Direct | |
| 2022-04-28 | Restricted Stock Unit | $ | A | 8488 | Acquired | Class A Common Stock (8488) | Direct |
Footnotes
F1: Restricted stock units were converted into common stock on a one-for-one basis
F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F4: The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.