GAIA, INC — Director's Dealing 2021

Apr 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2021-04-29

Reporting Person: Frank Kristin E. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-29	Class A Common Stock	M	6395	—	Acquired	23735	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-29	Restricted Stock Units	$	M	6395	Disposed		Class A Common Stock (6395)	Direct
2021-04-29	Restricted Stock Unit	$	A	5481	Acquired		Class A Common Stock (5481)	Direct

Footnotes

F1: Restricted stock units were converted into common stock on a one-for-one basis

F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.

F4: The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.