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GAIA, INC Director's Dealing 2021

May 4, 2021

33870_dirs_2021-05-03_5eac80a1-a000-462d-8351-636db7b5a267.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2021-04-29

Reporting Person: Tarell Paul C. Jr. (CHIEF FINANCIAL OFFICER)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-29 Restricted Stock Units $ A 47664 Acquired Class A Common Stock (47664) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The RSUs vest on April 29, 2026, subject to continued employment. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.