GAIA, INC — Director's Dealing 2020

Mar 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2020-03-16

Reporting Person: Warkins Brad (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-16	Class A Common Stock	M	67204	—	Acquired	73837	Direct
2020-03-16	Class A Common Stock	A	593	$6.33	Acquired	73837	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-07-01	Restricted Stock Units	$	M	67204	Disposed		Class A Common Stock (67204)	Direct

Footnotes

F1: Restricted stock units were converted into common stock on a one-for-one basis

F2: Includes 593 shares acquired pursuant to the Gaia employee stock purchase plan on December 31, 2019.

F3: On July 1, 2016, the reporting person was granted 67,204 restricted stock units, vesting on March 16, 2020.