GAIA, INC — Director's Dealing 2020

Apr 24, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2020-04-23

Reporting Person: Colquhoun James (Director)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Convertible Secured Promissory Note	$7.16	2021-01-02	Class A Common Stock (208589)		Indirect
Convertible Secured Promissory Note	$7.51	2021-01-02	Class A Common Stock (41145)		Indirect

Footnotes

F1: 30 days after notice to the issuer.

F2: Principal and accrued interest on the note are convertible into shares and interest accrues at the rate of 2%, compounded monthly. Number of shares listed is based on the outstanding principal and interest that would accrue if the note remains outstanding until its maturity on January 2, 2021.