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GAIA, INC — Director's Dealing 2020
Jul 31, 2020
33870_dirs_2020-07-31_2b68d20a-d98a-4ee5-a701-8896f44e5cff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2020-07-30
Reporting Person: Sutherland Paul Howard (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-30 | Restricted Stock Unit | $ | A | 1111 | Acquired | Class A Common Stock (1111) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
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