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GAIA, INC Director's Dealing 2020

Jul 31, 2020

33870_dirs_2020-07-31_2b68d20a-d98a-4ee5-a701-8896f44e5cff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GAIA, INC (GAIA)
CIK: 0001089872
Period of Report: 2020-07-30

Reporting Person: Sutherland Paul Howard (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-30 Restricted Stock Unit $ A 1111 Acquired Class A Common Stock (1111) Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: The RSUs vest on the date of the Annual Shareholder Meeting in April 2021, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.